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ASTEC INDUSTRIES INC — Director's Dealing 2019
Jan 10, 2019
32157_dirs_2019-01-10_b20d342c-9668-4c92-98ae-dc8d5f60e81f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2019-01-08
Reporting Person: Schwarz Jeffrey M. (Group President-AAM)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-08 | Phantom Stock | $ | A | 48.3574 | Acquired | Common Stock (48.3574) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2850 | Direct |
| Common Stock | 544 | Direct |
Footnotes
F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
F2: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
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