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ASTEC INDUSTRIES INC — Director's Dealing 2019
Feb 11, 2019
32157_dirs_2019-02-11_6fb2e6bd-c321-4e7a-951e-f86df69ee4e4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2019-02-11
Reporting Person: Barker Joel Scott (Group President-Energy)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (617.4509) | Direct |
Footnotes
F1: Reporting person was a Section 16 officer previously and then was not a Section 16 officer beginning in January 2018; however, due to a promotion at the end of January 2019 he became a Section 16 officer again. Shares entered are the shares he owned as of that date (and the date of this report)
F2: Shares held are RSUs that convert to shares of Common Stock on a on-for-one basis at a later date.
F3: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.