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ASTEC INDUSTRIES INC Director's Dealing 2019

Jun 4, 2019

32157_dirs_2019-06-04_29843da8-45a6-412b-9089-287743c8762b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2019-05-31

Reporting Person: Schwarz Jeffrey M. (Group President-Agg & Mining)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-31 Phantom Stock $ A 2.8334 Acquired Common Stock (2.8334) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2850 Direct
Common Stock 544 Direct

Footnotes

F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

F2: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.