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ASTEC INDUSTRIES INC — Director's Dealing 2019
Sep 3, 2019
32157_dirs_2019-09-03_eeb4d175-11e6-4f4a-8cf2-3c2d6655c479.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2019-08-29
Reporting Person: ANDERSON STEPHEN C (VP-Administration & Corp Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-29 | Common Stock | P | 2200 | $27.7491 | Acquired | 5516 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 97.0286 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock () | 0.00 | Direct |
Footnotes
F1: Shares held in the reporting person's 401(k) account are based upon a plan statement dated September 3, 2019.
F2: Holdings include 3,316 Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
F3: Prior Form 4 filed on April 10, 2018 showed an acquisition of 203.7108 phantom shares in error due to reporting error by the Company's SERP trustee. Those phantom shares were not actually acquired.
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