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ASTEC INDUSTRIES INC Director's Dealing 2019

Sep 3, 2019

32157_dirs_2019-09-03_eeb4d175-11e6-4f4a-8cf2-3c2d6655c479.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2019-08-29

Reporting Person: ANDERSON STEPHEN C (VP-Administration & Corp Sec)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-29 Common Stock P 2200 $27.7491 Acquired 5516 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 97.0286 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $ Common Stock () 0.00 Direct

Footnotes

F1: Shares held in the reporting person's 401(k) account are based upon a plan statement dated September 3, 2019.

F2: Holdings include 3,316 Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

F3: Prior Form 4 filed on April 10, 2018 showed an acquisition of 203.7108 phantom shares in error due to reporting error by the Company's SERP trustee. Those phantom shares were not actually acquired.