ASTEC INDUSTRIES INC — Director's Dealing 2019

Oct 8, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2019-02-28

Reporting Person: Merwe Jaco van der (Group President-Infrastructure)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-28	Common Stock	A	299	$39.09	Acquired	6878	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-10-07	Phantom Stock	$	A	77.7735	Acquired		Common Stock (77.7735)	Direct

Footnotes

F1: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acquire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2: Reported transaction represents grant of RSUs for 2018 performance under the Company's 2011 Incentive Plan not reported earlier due to a inadvertent omission. RSUs convert to common stock on a one-to-one basis at a later date.