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ASTEC INDUSTRIES INC Director's Dealing 2018

Jan 12, 2018

32157_dirs_2018-01-12_17c8e29c-d97e-4ee5-8349-dfe211e42a04.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2018-01-10

Reporting Person: Irvine John J. III (President-Roadtec, Inc.)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-01-10 Phantom Stock $ A 84.9992 Acquired Common Stock (84.9992) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 689 Direct
Common Stock 673 Direct

Footnotes

F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

F2: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.