ASTEC INDUSTRIES INC — Director's Dealing 2018

Jan 12, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2018-01-10

Reporting Person: Swanson Malcolm L (President-Astec, Inc.)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-01-10	Phantom Stock	$	A	84.9992	Acquired		Common Stock (84.9992)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	375.9566	Indirect
Common Stock	1170	Direct
Common Stock	160	Direct

Footnotes

F1: Shares held in 401k are based upon plan statement dated January 12, 2018.

F2: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

F3: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.