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ASTEC INDUSTRIES INC — Director's Dealing 2018
Jan 12, 2018
32157_dirs_2018-01-12_1a0ff571-bbf6-4d0a-9343-6719032b7d1d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2018-01-11
Reporting Person: Schwarz Jeffrey M. (President-JCI)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-11 | Phantom Stock | $ | A | 17.701 | Acquired | Common Stock (17.701) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2763 | Direct |
| Common Stock | 192 | Direct |
Footnotes
F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
F2: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
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