ASTEC INDUSTRIES INC — Director's Dealing 2018

Jan 12, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2018-01-11

Reporting Person: Haven Matthew B (President-Telsmith)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-01-11	Phantom Shares	$	A	7.3451	Acquired		Common Stock (7.3451)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1043.2663	Indirect
Common Stock	1409	Direct
Common Stock	2429	Direct

Footnotes

F1: Shares held in the reporting person's 401k plan are based upon a plan statement dated January 12, 2018.

F2: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

F3: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.