ASTEC INDUSTRIES INC — Director's Dealing 2018

Mar 1, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2018-02-28

Reporting Person: PATEK RICHARD A (Group Pres Aggregate & Mining)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-28	Common Stock	A	1809	—	Acquired	5672	Direct
2018-02-28	Common Stock	F	238	$60.92	Disposed	5034	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4871	Direct
Common Stock	5.4662	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock	$		Common Stock (7939.5446)	7939.5446	Direct

Footnotes

F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2017 performance.

F2: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a on-for-one basis at a later date. Reported transaction reflects 238 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 638 RSUs.

F4: Total amount includes 400 shares issued upon vesting of RSUs on February 28, 2018.

F5: Reflects shares held in a 401k plan based upon a plan statement dated March 1, 2018.