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ASTEC INDUSTRIES INC — Director's Dealing 2018
Apr 10, 2018
32157_dirs_2018-04-10_91bc044e-c211-4179-a2aa-a9f6051ca2e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2018-04-09
Reporting Person: ANDERSON STEPHEN C (VP-Administration & Corp Sec)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-09 | Phantom Stock | $ | A | 203.7008 | Acquired | Common Stock (203.7008) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 95.4819 | Indirect |
| Common Stock | 3316 | Direct |
Footnotes
F1: Shares held in the reporting person's 401(k) account are based upon a plan statement dated April 9, 2018.
F2: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
F3: Reported transaction represents Astec's quarterly contribution to reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.