ASTEC INDUSTRIES INC — Director's Dealing 2018

Jul 13, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2018-07-12

Reporting Person: SMITH W NORMAN (Director, Vice Chairman)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-07-12	Phantom Stock	$	A	109.7	Acquired		Common Stock (109.7)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5281	Direct
Common Stock	100796	Indirect

Footnotes

F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

F2: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.