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ASTEC INDUSTRIES INC Director's Dealing 2018

Nov 14, 2018

32157_dirs_2018-11-14_1ad6f512-f4e5-499e-a462-b5928f82e76a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2018-11-14

Reporting Person: SMITH W NORMAN (Director, Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-14 Common Stock G 1740 Disposed 99056 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5281 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $ Common Stock (26806.7349) 26806.7349 Direct

Footnotes

F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

F2: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.