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ASTEC INDUSTRIES INC — Director's Dealing 2018
Nov 14, 2018
32157_dirs_2018-11-14_1ad6f512-f4e5-499e-a462-b5928f82e76a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2018-11-14
Reporting Person: SMITH W NORMAN (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-14 | Common Stock | G | 1740 | — | Disposed | 99056 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5281 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (26806.7349) | 26806.7349 | Direct |
Footnotes
F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
F2: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
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