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ASTEC INDUSTRIES INC — Director's Dealing 2017
Feb 28, 2017
32157_dirs_2017-02-28_6b177102-c6af-4170-b37f-93eba756dc33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2017-02-28
Reporting Person: DORRIS RICHARD J (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-28 | Common Stock | A | 5045 | — | Acquired | 7526 | Direct |
| 2017-02-28 | Common Stock | F | 337 | $65.35 | Disposed | 6495 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9082 | Direct |
Footnotes
F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.
F2: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 337 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,031 RSUs.
F3: Total amount includes 694 shares issued upon vesting of RSUs on February 28, 2017.