ASTEC INDUSTRIES INC — Director's Dealing 2017

Mar 1, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2017-02-28

Reporting Person: Swanson Malcolm L (President-Astec, Inc.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-28	Common Stock	A	1170	—	Acquired	1170	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	340.8379	Indirect
Common Stock	160	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock	$		Common Stock (1417.5349)	1417.5349	Direct

Footnotes

F1: Shares held in 401k are based upon plan statement dated February 28, 2017.

F2: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F3: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.