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ASTEC INDUSTRIES INC Director's Dealing 2017

Mar 1, 2017

32157_dirs_2017-03-01_36fd3394-6e7b-4805-9b27-2d53edd33ef5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2017-02-28

Reporting Person: SMITH W NORMAN (Director, Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-28 Common Stock A 3588 Acquired 3588 Direct
2017-02-28 Common Stock S 5000 $62.77 Disposed 102796 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $ Common Stock (24881.3482) 24881.3482 Direct

Footnotes

F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F2: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.