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ASTEC INDUSTRIES INC — Director's Dealing 2017
Jul 13, 2017
32157_dirs_2017-07-13_e31b4c5d-c14f-4927-9e08-c19d78a351c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2017-07-12
Reporting Person: PATEK RICHARD A (Group Pres Aggregate & Mining)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-12 | Phantom Stock | $ | A | 31.5135 | Acquired | Common Stock (31.5135) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 986.8322 | Indirect |
| Common Stock | 3863 | Direct |
| Common Stock | 4471 | Direct |
Footnotes
F1: Shares held in the reporting person's 401k account are based upon a Plan statement dated July 13, 2017.
F2: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
F3: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.