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ASTEC INDUSTRIES INC — Director's Dealing 2017
Oct 11, 2017
32157_dirs_2017-10-11_82a764b1-e9cb-4d92-ace5-ee3f5bfa0212.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2017-10-10
Reporting Person: PATEK RICHARD A (Group Pres Aggregate & Mining)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-10 | Phantom Stock | $ | A | 39.1128 | Acquired | Common Stock (39.1128) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 988.9236 | Indirect |
| Common Stock | 3863 | Direct |
| Common Stock | 4471 | Direct |
Footnotes
F1: Shares held in the reporting person's 401k account are based upon a Plan statement dated October 11, 2017.
F2: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
F3: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.