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ASTEC INDUSTRIES INC — Director's Dealing 2017
Oct 16, 2017
32157_dirs_2017-10-16_f0acfa85-0247-4df1-b4bb-9330cf9b5676.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2017-10-13
Reporting Person: GONIGAM TIMOTHY D (President-Astec Mobile Screens)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-13 | Phantom Stock | $ | A | 78.1208 | Acquired | Common Stock (78.1208) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 436.0777 | Indirect |
| Common Stock | 452 | Direct |
Footnotes
F1: Shares owned in reporting person's 401(k) account are based upon a Plan statement dated October 16, 2017.
F2: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
F3: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.