ASTEC INDUSTRIES INC — Director's Dealing 2017

Oct 16, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2017-10-13

Reporting Person: Swanson Malcolm L (President-Astec, Inc.)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-10-13	Phantom Stock	$	A	97.732	Acquired		Common Stock (97.732)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	374.1821	Indirect
Common Stock	1170	Direct
Common Stock	160	Direct

Footnotes

F1: Shares held in 401k are based upon plan statement dated October 16, 2017.

F2: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

F3: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.