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ASTEC INDUSTRIES INC — Director's Dealing 2017
Oct 16, 2017
32157_dirs_2017-10-16_6cf73537-4320-4dac-84d2-1de674869b87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2017-10-13
Reporting Person: Irvine John J. III (President-Roadtec, Inc.)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-13 | Phantom Stock | $ | A | 97.732 | Acquired | Common Stock (97.732) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 689 | Direct |
| Common Stock | 673 | Direct |
Footnotes
F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
F2: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
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