ASTEC INDUSTRIES INC — Director's Dealing 2017

Nov 27, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2017-11-24

Reporting Person: PATEK RICHARD A (Group Pres Aggregate & Mining)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-24	Common Stock	I	988.9236	$54.5039	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-24	Phantom Stock	$	I	4263.3164	Disposed		Common Stock (4263.3164)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3863	Direct
Common Stock	4471	Direct

Footnotes

F1: Shares held in the reporting person's 401k account are based upon a Plan statement dated November 27, 2017.

F2: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

F3: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.