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ASTEC INDUSTRIES INC Director's Dealing 2017

Nov 30, 2017

32157_dirs_2017-11-30_5570b7b0-3eea-4fdd-9c9a-ab2ccc0aae83.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2017-10-31

Reporting Person: SMITH W NORMAN (Director, Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-31 Common Stock G 1000 Disposed 100796 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3588 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $ Common Stock (25809.3526) 25809.3526 Direct

Footnotes

F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

F2: Gift to college to set up scholarship fund

F3: Phantom shares are held in a SERP and are payable in cash following the reporting persons's termination of employment from Astec.