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ASTEC INDUSTRIES INC — Director's Dealing 2017
Nov 30, 2017
32157_dirs_2017-11-30_5570b7b0-3eea-4fdd-9c9a-ab2ccc0aae83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2017-10-31
Reporting Person: SMITH W NORMAN (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-31 | Common Stock | G | 1000 | — | Disposed | 100796 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3588 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (25809.3526) | 25809.3526 | Direct |
Footnotes
F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
F2: Gift to college to set up scholarship fund
F3: Phantom shares are held in a SERP and are payable in cash following the reporting persons's termination of employment from Astec.
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