ASTEC INDUSTRIES INC — Director's Dealing 2017

Jan 26, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2016-02-28

Reporting Person: Schwarz Jeffrey M. (President-JCI)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-02-28	Common Stock	A	42	—	Acquired	2360	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock	$		Common Stock (373.4007)	373.4007	Direct

Footnotes

F1: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2: The reported transaction is a grant of restricted stock units (RSUs) under the company's 2011 Incentive Plan for services performed prior to the reporting person becoming a Section 16(b) insider. RSUs convert to common stock on a one-for-one basis at a later date.