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ASTEC INDUSTRIES INC Director's Dealing 2017

Jan 11, 2017

32157_dirs_2017-01-11_865caf75-9fd7-4a09-a772-f440276ca89d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2017-01-10

Reporting Person: Colwell Chris E (President-Carlson Paving)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-10 Phantom Stock $ A 59.9706 Acquired Common Stock (59.9706) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7267 Direct

Footnotes

F1: Reported holdings are restricted stock unites that convert to common stock on a one-for-one basis at a later date.

F2: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.