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ASTEC INDUSTRIES INC Director's Dealing 2017

Jan 11, 2017

32157_dirs_2017-01-11_361771a6-b253-446c-a660-7e8915e268f2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2017-01-10

Reporting Person: GONIGAM TIMOTHY D (President-Astec Mobile Screens)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-10 Phantom Stock $ A 50.1849 Acquired Common Stock (50.1849) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 418.6282 Indirect

Footnotes

F1: Shares owned in reporting person's 401(k) account are based upon a Plan statement dated January 10, 2017.

F2: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.