ASTEC INDUSTRIES INC — Director's Dealing 2017

Jan 11, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2017-01-10

Reporting Person: Haven Matthew B (President-Telsmith)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-01-10	Phantom Shares	$	A	6.5233	Acquired		Common Stock (6.5233)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1900	Direct
Common Stock	992.5344	Indirect
Common Stock	1952	Direct

Footnotes

F1: Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.

F2: Shares held in the reporting person's 401k plan are based upon a plan statement dated January 10, 2017.

F3: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.