ASTEC INDUSTRIES INC — Director's Dealing 2017

Jan 11, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2017-01-10

Reporting Person: Swanson Malcolm L (President-Astec, Inc.)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-01-10	Phantom Stock	$	A	73.2301	Acquired		Common Stock (73.2301)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	160	Direct
Common Stock	337.8729	Indirect

Footnotes

F1: Shares held in 401k are based upon plan statement dated January 10, 2017.

F2: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.