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ASTEC INDUSTRIES INC Director's Dealing 2016

May 26, 2016

32157_dirs_2016-05-26_6aeaeaec-17d8-4281-b438-6a2b9b2bbb79.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2016-05-25

Reporting Person: PATEK RICHARD A (Group Pres Aggregate & Mining)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-25 Common Stock S 1769 $53.07 Disposed 3800 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 959.3574 Indirect
Common Stock 1763 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $ Common Stock (11788.802) 11788.802 Direct

Footnotes

F1: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2: Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.

F3: Shares held in the reporting person's 401k account are based upon a Plan statement dated May 25, 2016.