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ASTEC INDUSTRIES INC — Director's Dealing 2016
May 26, 2016
32157_dirs_2016-05-26_6aeaeaec-17d8-4281-b438-6a2b9b2bbb79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2016-05-25
Reporting Person: PATEK RICHARD A (Group Pres Aggregate & Mining)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-25 | Common Stock | S | 1769 | $53.07 | Disposed | 3800 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 959.3574 | Indirect |
| Common Stock | 1763 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (11788.802) | 11788.802 | Direct |
Footnotes
F1: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
F2: Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
F3: Shares held in the reporting person's 401k account are based upon a Plan statement dated May 25, 2016.
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