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ASTEC INDUSTRIES INC Director's Dealing 2016

Jan 11, 2016

32157_dirs_2016-01-11_9f6f02d6-383f-45e4-a9df-88e51541d4af.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2016-01-08

Reporting Person: GONIGAM TIMOTHY D (President-Astec Mobile Screens)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-01-08 Phantom Stock $ A 105.312 Acquired Common Stock (105.312) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 398.6025 Indirect

Footnotes

F1: Shares owned in reporting person's 401(k) account are based upon a Plan statement dated January 11, 2016.

F2: Transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec Industries, Inc. stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.