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ASTEC INDUSTRIES INC Director's Dealing 2016

Mar 29, 2016

32157_dirs_2016-03-29_33d30af0-3b6f-4ead-995d-2c3ed6cd9652.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2016-03-28

Reporting Person: Bremmer Michael A (President-CEI Enterprises)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-28 Phantom Stock $ A 9.03 Acquired Common Stock (9.03) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 300 Direct
Common Stock 2424 Direct

Footnotes

F1: Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.

F2: Corrected footnote--Transaction represents the automatic reinvestment of a cash dividend paid on phantom stock held in the participants SERP account that was used to purchase Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.