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ASTEC INDUSTRIES INC — Director's Dealing 2016
Jan 11, 2016
32157_dirs_2016-01-11_cd88adbc-7cba-477e-8379-0e62bbca6ab5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2016-01-08
Reporting Person: PATEK RICHARD A (Group Pres Aggregate & Mining)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-08 | Phantom Stock | $ | A | 52.7179 | Acquired | Common Stock (52.7179) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 937.671 | Indirect |
| Common Stock | 1763 | Direct |
| Common Stock | 7469 | Direct |
Footnotes
F1: Transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec Industries, Inc. stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
F2: Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
F3: Shares held in the reporting person's 401k account are based upon a Plan statement dated January 11, 2016.