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ASTEC INDUSTRIES INC Director's Dealing 2016

Jan 11, 2016

32157_dirs_2016-01-11_7ebecf33-523e-46ad-84d2-bb803642cd75.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2016-01-08

Reporting Person: Claude Steven L (Group President-Infrastructure)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-01-08 Phantom Stock $ A 178.8681 Acquired Common Stock (178.8681) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 673 Direct
Common Stock 1753 Direct

Footnotes

F1: Transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec Industries, Inc. stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2: Securities reported are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.