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ASTEC INDUSTRIES INC — Director's Dealing 2016
Oct 14, 2016
32157_dirs_2016-10-14_6c20a9fd-5b94-476d-9f2d-cd2ee28feb1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2016-10-12
Reporting Person: GONIGAM TIMOTHY D (President-Astec Mobile Screens)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-12 | Phantom Stock | $ | A | 67.722 | Acquired | Common Stock (67.722) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 414.6991 | Indirect |
Footnotes
F1: Shares owned in reporting person's 401(k) account are based upon a Plan statement dated October 14, 2016.
F2: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
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