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ASTEC INDUSTRIES INC Director's Dealing 2016

Jul 11, 2016

32157_dirs_2016-07-11_5b1270e3-3d13-4d05-be70-96ffaa1fc140.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2016-07-08

Reporting Person: GONIGAM TIMOTHY D (President-Astec Mobile Screens)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-08 Phantom Stock $ A 58.3875 Acquired Common Stock (58.3875) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 410.9649 Indirect

Footnotes

F1: Shares owned in reporting person's 401(k) account are based upon a Plan statement dated July 11, 2016.

F2: Transaction represents Astec's quarterly contribution to the reporting persons SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.