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ASTEC INDUSTRIES INC — Director's Dealing 2016
Nov 10, 2016
32157_dirs_2016-11-10_2c9e2625-14a9-41a5-bb4c-2868cbe45876.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2016-11-09
Reporting Person: Irvine John J. III (President-Roadtec, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-09 | Common Stock | S | 3221 | $64.5058 | Disposed | 0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (150.3186) | 150.3186 | Direct |
Footnotes
F1: Shares shown represent restricted stock units that convert to common stock on a one-for-one basis at a later date.
F2: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
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