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ASTEC INDUSTRIES INC — Director's Dealing 2016
Jan 11, 2016
32157_dirs_2016-01-11_b1c0a6b8-e0b1-4e33-981f-93946b5c3e9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2016-01-08
Reporting Person: Wilkey Thomas H (President-Heatec, Inc.)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-08 | Phantom Stock | $ | A | 115.5763 | Acquired | Common Stock (115.5763) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7944 | Direct |
| Common Stock | 1852 | Direct |
Footnotes
F1: Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
F2: Transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec Industries, Inc. stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
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