ASTEC INDUSTRIES INC — Director's Dealing 2016

Jul 11, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2016-07-08

Reporting Person: Swanson Malcolm L (President-Astec, Inc.)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-07-08	Phantom Stock	$	A	85.1994	Acquired		Common Stock (85.1994)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	160	Direct
Common Stock	324.1313	Indirect

Footnotes

F1: Shares held in 401k are based upon plan statement dated July 11, 2016.

F2: Transaction represents Astec's quarterly contribution to the reporting persons SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.