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ASTEC INDUSTRIES INC — Director's Dealing 2015
Aug 31, 2015
32157_dirs_2015-08-31_ba3e7f54-f32c-4b91-9608-665f26bf6523.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2015-08-28
Reporting Person: Haven Matthew B (President-Telsmith)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-28 | Phantom Shares | $ | A | 1.2582 | Acquired | Common Stock (1.2582) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1900 | Direct |
| Common Stock | 930.316 | Indirect |
| Common Stock | 1952 | Direct |
Footnotes
F1: Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
F2: Shares held in the reporting person's 401k plan are based upon a plan statement dated August 31, 2015.
F3: Transaction represents the automatic reinvestment of a cash dividend on phantom stock held in the reporting person's SERP account that was used to purchase Astec stock as approved by the Company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.