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ASTEC INDUSTRIES INC — Director's Dealing 2015
Oct 9, 2015
32157_dirs_2015-10-09_b9529baf-b7ce-4c61-ad5e-3b990c4a27ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2015-10-08
Reporting Person: PATEK RICHARD A (Group Pres Aggregate & Mining)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-08 | Phantom Stock | $ | A | 44.3455 | Acquired | Common Stock (44.3455) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 933.954 | Indirect |
| Common Stock | 1763 | Direct |
| Common Stock | 7469 | Direct |
Footnotes
F1: Transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
F2: Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
F3: Shares held in the reporting person's 401k account are based upon a Plan statement dated October 9, 2015.
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