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ASTEC INDUSTRIES INC Director's Dealing 2015

Jul 10, 2015

32157_dirs_2015-07-10_4cb70db8-5ef9-451f-9b69-21a047fa3f36.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2015-07-09

Reporting Person: Haven Matthew B (President-Telsmith)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-07-09 Phantom Shares $ A 12.3064 Acquired Common Stock (12.3064) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1900 Direct
Common Stock 922.3398 Indirect
Common Stock 1952 Direct

Footnotes

F1: Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.

F2: Shares held in the reporting person's 401k plan are based upon a plan statement dated July 10, 2015.

F3: Transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to puchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.