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ASTEC INDUSTRIES INC — Director's Dealing 2015
Jul 10, 2015
32157_dirs_2015-07-10_4cb70db8-5ef9-451f-9b69-21a047fa3f36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2015-07-09
Reporting Person: Haven Matthew B (President-Telsmith)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-09 | Phantom Shares | $ | A | 12.3064 | Acquired | Common Stock (12.3064) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1900 | Direct |
| Common Stock | 922.3398 | Indirect |
| Common Stock | 1952 | Direct |
Footnotes
F1: Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
F2: Shares held in the reporting person's 401k plan are based upon a plan statement dated July 10, 2015.
F3: Transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to puchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
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