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ASTEC INDUSTRIES INC Director's Dealing 2015

Mar 2, 2015

32157_dirs_2015-03-02_5ef46715-c3ff-414b-a24f-507884f1c8be.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2015-02-28

Reporting Person: Haven Matthew B (President-Telsmith)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-28 Common Stock F 316 $42.77 Disposed 1900 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 883.915 Indirect
Common Stock 1952 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Shares $ Common Stock (437.5119) 437.5119 Direct

Footnotes

F1: Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 316 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 800 RSUs.

F2: Shares held in the reporting person's 401k plan are based upon a plan statement dated March 2, 2015.

F3: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F4: Total amount includes 484 shares issued upon vesting of RSUs on February 28, 2015.