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ASTEC INDUSTRIES INC — Director's Dealing 2015
Mar 2, 2015
32157_dirs_2015-03-02_7c790155-16ab-4278-a302-104bc48d048b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2015-02-28
Reporting Person: Swanson Malcolm L (President-Astec, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-28 | Common Stock | F | 310 | $42.77 | Disposed | 2329 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1540 | Direct |
| Common Stock | 272.5347 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (508.5029) | 508.5029 | Direct |
Footnotes
F1: Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 310 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,000 RSUs.
F2: Shares held in 401k are based upon plan statement dated March 2, 2015.
F3: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
F4: Total amount includes 690 shares issued upon vesting of RSUs on February 28, 2015.