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ASTEC INDUSTRIES INC — Director's Dealing 2015
Mar 30, 2015
32157_dirs_2015-03-30_a22e84ba-a419-4abe-b5a8-ee30fe6d1abd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2015-03-27
Reporting Person: Haven Matthew B (President-Telsmith)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-27 | Phantom Shares | $ | A | 1.0255 | Acquired | Common Stock (1.0255) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1900 | Direct |
| Common Stock | 903.351 | Indirect |
| Common Stock | 1952 | Direct |
Footnotes
F1: Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
F2: Shares held in the reporting person's 401k plan are based upon a plan statement dated March 30, 2015.
F3: Transaction represents the automatic reinvestment of a cas dividend on phantom stock held in the reporting person's SERP account as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.