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ASTEC INDUSTRIES INC — Director's Dealing 2015
May 29, 2015
32157_dirs_2015-05-29_7c054111-f107-42ed-a1e4-3f2a7ec8515c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2015-05-28
Reporting Person: PATEK RICHARD A (Group Pres Aggregate & Mining)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-28 | Phantom Stock | $ | A | 27.3727 | Acquired | Common Stock (27.3727) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 925.454 | Indirect |
| Common Stock | 1763 | Direct |
| Common Stock | 7469 | Direct |
Footnotes
F1: Transaction represents the automatic reinvestment of a cash dividend on phantom stock held in the reporting person's SERP account as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
F2: Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
F3: Shares held in the reporting person's 401k account are based upon a Plan statement dated May 29, 2015.