ASTEC INDUSTRIES INC — Director's Dealing 2013

Oct 11, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2013-08-30

Reporting Person: CARGOULD FRANK D (President-Breaker Technology)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-08-30	Phantom Stock	$	A	29.115	Acquired		Common Stock (29.115)	Direct
2013-10-10	Phantom Stock	$	A	125.7616	Acquired		Common Stock (125.7616)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1695	Direct

Footnotes

F1: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to acquire Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2: Reported transaction represents the automatic reinvestment of a dividend received on phantom stock held in the reporting person's SERP account as approved by the Company's board of directors.