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ASTEC INDUSTRIES INC — Director's Dealing 2013
Mar 4, 2013
32157_dirs_2013-03-04_46087546-4664-4ed9-9a8e-e25624d0e277.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2013-02-28
Reporting Person: VIG JOSEPH P (Pres-KPI, Group VP-ConAgg)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-28 | Common Stock | F | 719 | $35.02 | Disposed | 6575 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1168.8878 | Indirect |
| Common Stock | 2952 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (2903.2206) | 2903.2206 | Direct |
Footnotes
F1: Shares held in the reporting person's 401(k) account are based upon a plan statement dated March 1, 2013.
F2: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
F3: Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 719 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 2,200 RSUs.
F4: Total amount includes 1,481 shares issued upon vesting of RSUs on February 28, 2013.