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ASTEC INDUSTRIES INC — Director's Dealing 2013
Dec 2, 2013
32157_dirs_2013-12-02_a7f4ba33-7376-44e0-a86b-57c80b2b1e8a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2013-11-29
Reporting Person: PATEK RICHARD A (Group VP Aggregate & Mining)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-29 | Phantom Stock | $ | A | 29.9145 | Acquired | Common Stock (29.9145) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 858.8579 | Indirect |
| Common Stock | 4763 | Direct |
| Common Stock | 1881 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $19.43 | 2015-03-06 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Reported transaction represents the automatic reinvestment of a dividend received on phantom stock held in the reporting person's SERP account as approved by the Company's board of directors.
F2: Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
F3: Shares held in the reporting person's 401k account are based upon a Plan statement dated December 2, 2013.
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