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ASTEC INDUSTRIES INC — Director's Dealing 2013
Aug 7, 2013
32157_dirs_2013-08-07_ee38a53a-e77b-48c9-aba1-faa5f7fd7cb2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2013-08-06
Reporting Person: PATEK RICHARD A (Pres-Telsmith & Grp VP Agg)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-06 | Phantom Stock | $ | I | 5000 | Disposed | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 854.0770 | Indirect |
| Common Stock | 4763 | Direct |
| Common Stock | 1881 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $19.43 | 2015-03-06 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Reported transaction represents the sale of Astec stock within the reporting person's SERP account. Proceeds from the sale were reinvested in other investments in the reporting person's SERP account. Phantom shares held in the SERP are payable in cash following the reporting person's termination of employment from Astec.
F2: Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
F3: Shares held in the reporting person's 401k account are based upon a Plan statement dated August 6, 2013.