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ASTEC INDUSTRIES INC — Director's Dealing 2013
Oct 11, 2013
32157_dirs_2013-10-11_fcd6c2bc-5930-41b5-8fe5-8aaa2fb41fe1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2013-08-30
Reporting Person: CAMPBELL THOMAS R (Group VP-Asp. Pav & Und)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-30 | Phantom Stock | $ | A | 18.2457 | Acquired | Common Stock (18.2457) | Direct | |
| 2013-10-10 | Phantom Stock | $ | A | 190.7384 | Acquired | Common Stock (190.7384) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 12521 | Direct |
| Common Stock | 4437 | Direct |
Footnotes
F1: Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
F2: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to acquire Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
F3: Reported transaction represents the automatic reinvestment of a dividend received on phantom stock held in the reporting person's SERP account as approved by the Company's board of directors.